Calculus III 14.02 Double Integrals and Volume

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14.02 Double Integrals and Volume

  • Use a double integral to describe the volume for a solid region.
  • Evaluate a double integral as an iterated integral.
  • Find the average value for a function over a region.

Double Integrals and Volumes for a Solid Region

Figure 14.2.1

\(R\) partitioned with rectangles on the \(xy\)-axis.
Figure 14.2.2

The double integral for a function can determine the volume over a region in the plane. Consider a continuous function \(f\) such that \(f(x,y) \geqslant 0\) for all \((x,y)\) in a region \(R\) in the \(xy\)-plane. Find the volume for the solid region lying on the surface given by

\( z=f(x,y) \:\:\:\: \)Surface lying above the \(xy\)-plane

and the \(xy\)-plane, as shown in Figure 14.2.1. In Chapter 1 the area under a curve was found by subdividing it into rectangles. The same technique can be extended here to three dimensions. Divide the region under the function into equal sized rectangles, as shown in Figure 14.2.2. The rectangles lying entirely within \(R\) form an inner partition' \(\Delta\), whose norm \(\| \Delta \|\) is defined as the length for the longest diagonal among the \(n\) rectangles. Choose a point \((x_{i},y_{i})\) in each rectangle and forms the rectangular prism whose height is

\(f(x_{i},y_{i}) \:\:\:\: \) Height for \(i\)th prism

as shown in Figure 14.2.3. Because the area for the \(i\)th rectangle is

\(\Delta A_{i} \:\:\:\: \) Area for \(i\)th rectangle

if follows that the volume for the \(i\)th prism is

\( f(x_{i},y_{i}) \Delta A_{i}. \:\:\:\: \) Volume for \(i\)th prism

The volume can be approximated by using Riemann sums for all \(n\) prisms,

$$ \sum_{i=1}^{n}f(x_{i},y_{i}) \Delta A_{i}. \:\:\:\: \color{red}{ \text{Riemann sum}}$$

as shown in Figure 14.2.4. This approximation can be improved by using smaller and smaller rectangles, as shown in Example 14.2.1.

Figure 14.2.3
Figure 14.2.4

Example 14.2.1 Approximating the Volume for a Solid


Figure 14.2.6

Approximate the volume for the solid lying between the paraboloid

$$ f(x,y) = 1- \frac{1}{2} x^{2} -\frac{1}{2} y^{2}$$

and the square region \(R\) given by \( 0 \leqslant x \leqslant 1, \: 0 \leqslant y \leqslant 1\). Use a partition made from squares with each side 1/4 long.
Solution Begin by describing the partition for \(R\). Choose the center for each square as points to evaluate \(f(x,y)\), as shown in Figure 14.2.5.

Figure 14.2.5

Because the area for each square is \(\Delta A_{i} = \frac{1}{16}\), the volume is approximated by the sum

$$ \sum_{i=1}^{16} f(x_{i},y_{i}) \Delta A_{i} = \sum_{i=1}^{16} \left( 1- \frac{1}{2} x^{2} -\frac{1}{2} y^{2} \right) \left( \frac{1}{16} \right) \approx 0.672 $$

This approximation is shown in Figure 14.2.6. The exact volume is \(2/3\), as described in Example 14.2.2. Using a finer partition, i.e., more squares, yields a better approximation. For example, a partition where the squares have \(1/10\) sides yields \(\approx 0.668\).

Square Half.jpg

Using finer partitions, as in Example 14.2.1, yields better approximations for the volume. This observation suggests that the exact volume is obtained by taking a limit. That is,

$$Volume = \lim_{\| \Delta \| \rightarrow 0} \sum_{i=1}^{n} f(x_{i},y_{i}) \Delta A_{i}. $$

The precise meaning for this limit that it equals \(L\) if for every \(\varepsilon \geqslant 0\), there exists a \(\delta \geqslant 0 \) such that

$$ \left| L - \lim_{\| \Delta \| \rightarrow 0} \sum_{i=1}^{n} f(x_{i},y_{i}) \Delta A_{i} \right| - \varepsilon$$

for all partitions \(\Delta\) in the plane region \(R\), that satisfy \(\| \Delta \| < \delta\) and for all possible choices for \(x_{i}\) and \(y_{i}\) in the \(i\)th region.

Using the limit for a Riemann sum to define volume is a special case for the limit to define a double integral. The general case does not require that the function be positive or continuous.

Definition 14.2.1 Double Integral

The regions \(R_{1}\) and \(R_{2}\) are nonoverlapping.
Figure 14.2.7

If \(f\) is defined on a closed, bounded region \(R\) in the \(xy\)-plane, then the double integral for \(f\) over \(R\) is

$$ \int \int f(x,y) \: dA = \lim_{\| \Delta \| \rightarrow 0} \sum_{i=1}^{n} f(x_{i},y_{i}) \Delta A_{i} $$

provided the limit exists. If the limit exists, then \(f\) is integrable over \(R\).

A definite integral is occasionally referred to as a single integral.

Sufficient conditions for the double integral for \(f\) on the region \(R\) to exist are that \(R\) can be written as a union among nonoverlapping subregions that are vertically or horizontally simple and that \(f\) is continuous on the region \(R\). This means that the intersection between two nonoverlapping regions is a set with zero area. In Figure 14.2.7, the area of the line segment common to \(R_{1}\) and \(R_{2}\) is zero.

A double integral can be used to find the volume for a solid region that lies between the \(xy\)-plane and the surface given by \(z=f(x,y)\).

Definition 14.2.2 Volume for a Solid Region

If \(f\) is integrable over a plane region \(R\) and \(f(x,y) \geqslant 0 \) for all \((x,y)\) in \(R\), then the volume for the solid region that lies above \(R\) and below the graph for \(f\) is

$$V= \int_{R} \int f(x,y) \: dA $$

Theorem 14.2.1 Properties for Double Integrals

Let \(f\) and \(g\) be continuous over a closed, bounded plane region \(R\), and let \(c\) be a constant

$$\textbf{1. } \int_{R} \int cf(x,y) \: dA = c\int_{R} \int f(x,y) \: dA$$
$$\textbf{2. } \int_{R} \int [f(x,y) \pm g(x,y)] \: dA = \int_{R} \int f(x,y) \: dA \pm \int_{R} \int g(x,y) \: dA$$
$$\textbf{3. } \int_{R} \int f(x,y) \: dA \geqslant 0 \text{, if }f(x,y) \geqslant 0$$
$$\textbf{4. } \int_{R} \int f(x,y) \: dA \geqslant \int_{R} \int g(x,y) \: dA\text{, if }f(x,y) \geqslant g(x,y)$$
$$\textbf{5. } \int_{R} \int f(x,y) \: dA = \int_{R_{1}} \int f(x,y) \: dA + \int_{R_{2}} \int f(x,y) \: dA \text{, where } R \text{ is the union between two overlapping subregions } R_{1} \text{ and } R_{2}.$$

Evaluating Double Integrals

Figure 14.2.8

Triangular cross section.
Figure 14.2.9

Consider the solid region bounded by the plane

\(z=f(x,y)=2-x-2y\)

and the three coordinate planes, as shown in Figure 14.2.8. Each vertical cross section taken parallel to the \(yz\)-plane is a triangular region with base

\(y=(2-x)/2\)

and height

\(z=2-x.\)

This implies that for some fixed value for \(x\), the area for the rectangular cross section is

$$ A(x) = \frac{1}{2} (base)(height) = \frac{1}{2} \left( \frac{2-x}{2}\right)(2-x)= \frac{(2-x)^{2}}{4}.$$

By the Disk Method in Section 7.2 the volume is

$$Volume $$ $$= \int_{a}^{b} A(x) \:dx $$
$$= \int_{0}^{2} \frac{(2-x)^{2}}{4} \:dx $$
$$= \left. \left| \frac{(2-x)^{3}}{12} \right]_{0}^{2}\right|\:\:\:\: \color{red}{ \text{Volume is always positive }}$$
$$= \frac{2}{3}. $$

This procedure works no matter how \(A(x)\) is obtained. Consider \(x\) as a constant and integrate \(z=2-x-2y\) from \(0\) to \((2-x)/2\) to produce

$$A(x) $$ $$= \int_{0}^{(2-x)/2} (2-x-2y) \:dy$$
$$=\left[ (2-x)y-y^{2}\right]_{0}^{(2-x)/2} $$
$$= \frac{(2-x)^{2}}{4}, $$

as shown in Figure 14.2.9. These results combine into an iterated integral

$$Volume = \int_{R} \int f(x,y) \: d A = \int_{0}^{2} \int_{0}^{(2-x)/2} (2-x-2y) \:dy \: dx.$$

Imagine the integration as two sweeping motions. For the inner integration, a vertical line sweeps out the area for a cross section, as shown in Figure 14.2.10. For the outer integration, the triangular cross section sweeps out the volume, as shown in Figure 14.2.11.

Inner integration.
Figure 14.2.10
Outer integration.
Figure 14.2.11

Theorem 14.2.2 Fubini's Theorem[1]

If \(R\) is a vertically or horizontally simple region and \(f\) is continuous on \(R\), then the double integral for \(f\) on \(R\) is equal to an iterated integral.

Let \(f\) be continuous on a plane region \(R\).

1. If \(R\) is defined by \(a\leqslant x \leqslant b\) and \(g_{1}(x) \leqslant y \leqslant g_{2}(x)\), where \(g_{1}\) and \(g_{2}\) are continuous on \([a,b]\), then

$$\int_{R} \int f(x,y) \: d A = \int_{a}^{b} \int_{g_{1}(x)}^{g_{2}(x)} f(x,y) \:dy \: dx. \:\:\:\: \color{red}{ \text{Horizontally Simple }} $$

2. If \(R\) is defined by \(c \leqslant y \leqslant d\) and \(h_{1}(y) \leqslant x \leqslant h_{2}(y)\), where \(h_{1}\) and \(h_{2}\) are continuous on \([c,d]\), then

$$\int_{R} \int f(x,y) \: d A = \int_{c}^{d} \int_{h_{1}(y)}^{h_{2}(y)} f(x,y) \:dx \: dy. \:\:\:\: \color{red}{ \text{Vertically Simple}}$$

Example 14.2.2 Evaluating a Double Integral using Fubini's Theorem

Figure 14.2.12

Evaluate

$$\int_{R} \int \left( 1- \frac{1}{2} x^{2} -\frac{1}{2} y^{2} \right) \: d A $$

where \(R\) is the region described by

\(0 \leqslant x \leqslant 1 \text{, } 0 \leqslant y \leqslant 1. \)

Solution Because the region \(R\) is a square, it is both vertically and horizontally simple, so any integration order will work. Choose \(dy \: dx\) by placing a vertical representative rectangle in the region, as shown in Figure 14.2.12.

$$\int_{R} \int \left( 1- \frac{1}{2} x^{2} -\frac{1}{2} y^{2} \right) \: d A $$ $$=\int_{0}^{1} \int_{0}^{1} \left( 1- \frac{1}{2} x^{2} -\frac{1}{2} y^{2} \right) \: dy \: dx$$
$$=\int_{0}^{1} \left[ \left( 1- \frac{1}{2} x^{2} \right)y -\frac{y^{2}}{6} \right]_{0}^{1} \: dx $$
$$= \int_{0}^{1} \left( \frac{5}{6}- \frac{1}{2} x^{2} \right) \: dx= \frac{2}{3} $$

This is an exact answer to the approximation in Example 14.2.1. While Example 14.2.1's approximation is good, 0.672 vs. 2/3, with only 16 squares in the partition. TThe error resulted because the centers of the square subregions were used as the points in the approximation. This is comparable to the Midpoint Rule approximation for a single integral.

Example 14.2.3 Finding Volume by a Double Integral

Figure 14.2.13
Figure 14.2.14

The difficulty in evaluating a single definite integral usually depends on the function, not on the interval. This is a major difference between single and double integrals. Notice in this example that a change in the region \(R\) produces a much more difficult integration problem.

Find the volume for the solid region bounded by the paraboloid \(z=4-x^{2}-2y^{2}\) and the \(xy\)-plane, as shown in Figure 14.2.13.
Solution By letting \(z=0\) the base for the region in the \(xy\)-plane is the ellipse \(x^{2}+2y^{2}=4\), as shown in Figure 14.2.14. This plane region is both vertically and horizontally simple, so the order \(dy \: dx \) is appropriate.

$$Variable \: bounds \: for \:y : - \sqrt{\frac{(4-x^{2})}{2}} \leqslant y \leqslant \sqrt{\frac{(4-x^{2})}{2}} $$
\(Constant \: bounds \: for \: x :-2 \leqslant x \leqslant 2\)

The volume is

$$V $$ $$= \int_{-2}^{2} \int_{- \sqrt{\frac{(4-x^{2})}{2}}}^{\sqrt{\frac{(4-x^{2})}{2}}} (4-x^{2}-2y^{2}) \:dy\:dx$$ Figure 14.2.13
$$=\int_{-2}^{2} \left[ (4-x^{2})y- \frac{2y^{3}}{3} ) \right]_{- \sqrt{\frac{(4-x^{2})}{2}}}^{\sqrt{\frac{(4-x^{2})}{2}}} \:dx$$
$$= \frac{4}{3\sqrt{2}} \int_{-2}^{2} (4-x^{2})^{3/2} \:dx $$
$$=\frac{4}{3\sqrt{2}} \int_{-\pi/2}^{\pi/2} 16 cos^{4} \theta \:d\theta $$ \(x=2 \sin \theta \)
$$=\frac{64}{3\sqrt{2}}(2) \int_{0}^{\pi/2} cos^{4} \theta \:d\theta $$
$$= \frac{128}{3\sqrt{2}} \left( \frac{3\pi}{16} \right)=4 \sqrt{2} \pi $$ Wallis' Formula
Square Half.jpg

In Examples 14.2.2 and 14.2.3, the problems could be solved with either integration order because the regions were both vertically and horizontally simple. The order \(dx\: dy\) would produced integrals with comparable difficulty. There are some occasions in when one integration order is much more convenient than the other, as shown in Example 14.2.4.

Example 14.2.4 Comparing Different Integration Orders

Figure 14.2.15

Find the volume for the solid region bounded by the surface

\(f(x,y)=e^{-x^{2}}\:\:\:\: \color{red}{ \text{Surface}}\)

and the planes \(z=0, \: y=0, \: y=x\), and \(x=1\), as shown in Figure 14.2.15.
Solution The base region in the \(xy\)-plane is bounded by the lines \(z=0, \: y=0\), and \( y=x\). The two possible integration orders are shown in Figure 14.2.16. and Figure 14.2.17.

Figure 14.2.16
Figure 14.2.17

Setting up the corresponding iterated integrals reveals that the order \(dx \: dy\) requires the antiderivative

$$ \int e^{-x^{2}}\: dx $$

which is not an elementary function and painful to integrate. The other order, \(dy \: dx\), produces something easier.

$$ \int_{0}^{1} \int_{0}^{x} e^{-x^{2}} \: dy \: dx $$ $$= \left. \int_{0}^{1} e^{-x^{2}} y \right]_{0}^{x} \: dx $$
$$= \int_{0}^{1} xe^{-x^{2}} \: dx $$
$$= \left. -\frac{1}{2} e^{-x^{2}} \right]_{0}^{x} $$
$$= -\frac{1}{2} \left( \frac{1}{e}-1 \right) $$
$$= \frac{e-1}{2e} \approx 0.316$$

Example 14.2.5 Volume for a Region Bounded by Two Surfaces

Figure 14.2.18

Figure 14.2.19

Find the volume for the solid region bounded above by the paraboloid

\(z=1-x^{2}-y^{2} \)

and below by the plane

\(z=1-y\)

as shown in Figure 14.2.18.
Solution Equating \(z\)-values describes the intersection between the surfaces as a right circular cylinder given by

\(1-y=1-x^{2}-y^{2} \rightarrow x^{2}=y-y^{2}\).

This slice through the paraboloid region \(R\) is a circle, as shown in Figure 14.2.19. Because the volume is the difference between the volume under the paraboloid and the volume under the plane, the formula is

Volume = (volume under paraboloid) - (volume under plane)
$$= \int_{0}^{1} \int_{-\sqrt{y-y^{2}}}^{\sqrt{y-y^{2}}} (1-x^{2}-y^{2} ) \: dx \:dy - \int_{0}^{1} \int_{-\sqrt{y-y^{2}}}^{\sqrt{y-y^{2}}} (1-y) \: dx \:dy$$
$$= \int_{0}^{1} \int_{-\sqrt{y-y^{2}}}^{\sqrt{y-y^{2}}} (y-y^{2}-x^{2} ) \: dx \:dy$$
$$= \int_{0}^{1} \left[ (y-y^{2})x-\frac{x^{3}}{3} \right]_{-\sqrt{y-y^{2}}}^{\sqrt{y-y^{2}}} \:dy $$
$$= \frac{4}{3} \int_{0}^{1} (y-y^{2})^{3/2} \:dy $$
$$= \left( \frac{4}{3} \right) \left( \frac{1}{8} \right)\int_{0}^{1} [1-(2y-1)^{2}]^{3/2} \:dy $$
$$= \frac{1}{6} \int_{-\pi/2}^{\pi/2} \frac{\cos^{4} \theta}{2} \:d \theta \:\:\:\: \color{red}{ 2y-1=\sin \theta}$$
$$= \frac{1}{6} \int_{0}^{\pi/2} \cos^{4} \theta \:d \theta $$
$$= \left( \frac{1}{6} \right) \left( \frac{3 \pi}{16} \right)\:\:\:\: \color{red}{ \text{Wallis' Formula }} $$
$$= \frac{\pi}{32}$$

Average Value for a Function

Recall from Section 4.4 that for a function \(f\) in one variable, the average value for \(f\) on the interval \([a,b]\) is

$$ \frac{1}{b-a} \int_{a}^{b} f(x) \: dx. $$

Given a function \(f\) in two variables The average value for a function \(f\) in two variables over the plane region \(R\) is described in Definition 14.2.3.

Definition 14.2.3 Average Value for a Function Over a Region

If \(f\) is integrable over the plane region \(R\), then the average value for \(f\) over \(R\) is

$$\text{Average value }= \frac{1}{A} \int_{R} \int f(x,y) \:dA $$

where \(A\) is the area for \(R\).

Example 14.2.6 Finding the Average Value for a Function

Figure 14.2.20

Find the average value for

$$ f(x,y)=\frac{1}{2} xy $$

over the plane region \(R\), where \(R\) is a rectangle with vertices

\((0,0), \: (4,0), \: (4,3) \text{, and } (0,3).\)

Solution The rectangular region for \(R\) has the area

\(A=(4)(3)=12\)

as shown in Figure 14.2.20. The bounds for \(x\) are

\( 0 \leqslant x \leqslant 4\)

and the bounds for \(y\) are

\( 0 \leqslant y \leqslant 3.\)

Applying Definition 14.2.3 produces

\(Average \: value\) $$=\frac{1}{A} \int_{R} \int f(x,y) \:dA $$
$$= \frac{1}{12} \int_{0}^{4} \int_{0}^{3} \frac{1}{2} xy\:dy \:dx $$
$$= \left. \frac{1}{12} \int_{0}^{4} \frac{1}{4} xy^{2} \right]_{0}^{3} \:dx $$
$$= \left( \frac{1}{12} \right) \left( \frac{9}{4} \right) \int_{0}^{4} x \:dx$$
$$= \frac{3}{16} \left[ \frac{1}{2} x^{2} \right]_{0}^{4}$$
$$= \left( \frac{3}{16} \right) (8) = \frac{3}{2} $$
Square X.jpg

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Parent Article: Calculus III 14 Multiple Integration